Overview
Related Practices
Representative Experience
2021-Present
Bae, Kim & Lee LLC
2016-2020
Head, Korea Exchange (KOSDAQ Market Department, IPO Department)
2010-2016
Head, Korea Exchange (Legal Team, KOSDAQ Public Disclosure System Team, Secretary Team)
1995-2010
Korea Exchange (Stock Exchange)
See More
2022-Present
Arbitrator, Korea Commercial Arbitration Board
2021-Present
Advisor, KONEX Association
2018-Present
Managing Director, Korea Securities Law Association
Representative Matters
Advised on preliminary IPO review
Advised on IPO administration including disclosure of listed companies
Advised on comprehensive listing eligibility review of listed companies
Advised on restructuring of listed companies (e.g., spin-off, merger, business transfer, acquisition)
Advised on unfair trade practices in the capital markets, dispute related to securities, and other investor protection issues
Advised on preliminary IPO review
Advised on IPO administration including disclosure of listed companies
Advised on comprehensive listing eligibility review of listed companies
Advised on restructuring of listed companies (e.g., spin-off, merger, business transfer, acquisition)
Advised on unfair trade practices in the capital markets, dispute related to securities, and other investor protection issues
Advised on legal issues arising in connection with corporate management
Advised on family business succession and change of corporate governance
Education
2010
Yonsei University (LL.D.)
2008
Duke University School of Law (LL.M.)
1990
Yonsei University (LL.M.)
1988
Yonsei University (LL.B.)
Selected Activities
Publications
A Study on a Director's Oversight Duty and an Internal Control System, Korean Lawyers Association Journal Vol. 71 No. 6, pp. 154-189 (Co-author, Korean Lawyers Association, 2022)
Commentaries on the Financial Investment Services and Capital Markets Act, part on Korea Exchange (Co-author, Pakyoungsa, 2015)
Measures on Enhancing Effectiveness of the Domestic Securities Dispute Mediation System (Korea Stock Exchange, 2002)
A Study on the Civil Liability for the Unfair Trading under the Financial Investment Services and Capital Markets Act (Doctoral Dissertation, Yonsei University, 2010)
Activity
Appeared on a TV program for legal advice on securities dispute (Korea Economy TV, 「Securities Complaints 119」, 2004-2006)
Lecturer, Expert Training Program, Korea Exchange (2005-2006)
Lecturer, Workshop on Securities and Futures, Korea Exchange (2002-2006)
Lecturer, Legal principles of securities dispute of Entrusted training course for judicial trainees, Korea Exchange (2002-2006)
Lecturer, Securities Finance Department, Suwon Science College (2002)
Awards
Citation (Minister of SMEs and Startups, 2020)
