洪秀姃

洪秀姃

  • 律师
  • T. +82-2-3404-6403
  • F. +82-2-3404-0806
  • E. soojung.hong@bkl.co.kr

介绍

Soo Jung Hong's practice focuses on financial regulation, licensing and approvals of financial institutions, inspections of financial institutions and capital market investigation response, accounting audit response, digital finance, international arbitration, and financial-related administrative litigation.

After graduating from the Department of Private Law at Seoul National University and completing the training course at the Judicial Research and Training Institute, Ms. Hong began her legal career at Shin & Kim LLC in 2004, gaining extensive experience in securitization, structured finance, and project finance. In particular, since 2012, while serving as the Legal Officer for Regulatory Reform and the Head of the Deliberation Support Team at the Financial Services Commission, she oversaw agendas for the Cabinet Meeting, the Financial Services Commission, and the Securities and Futures Commission, and managed the enactment and amendment of financial laws, sanctions for violations of financial regulations, legal interpretations, international arbitrations involving financial authorities, and financial-related administrative litigation. She has strong expertise in financial regulation and financial policy.

履历

2026-至今 Bae, Kim & Lee LLC
2020-2025 Regulatory Reform Legal Officer; Head, Deliberation Support Team, Financial Services Commission
2012-2020 Capital Market Investigation Unit; Structural Reform Strategy Division; Secretariat, Public Funds Oversight Committee, Financial Services Commission
2004-2012 Shin & Kim LLC
其他经历
2026-至今 Member, Creditor Banks Coordination Committee, Korea Federation of Banks
2026-至今 Member, Sanctions Review Committee; Member, Information Disclosure Deliberation Committee, Korea Financial Intelligence Unit (KoFIU), Financial Services Commission
2026-至今 Member, Statutory Interpretation Deliberation Committee, Financial Services Commission
2026-至今 Member of the Criminal Appeal Deliberation Committee, Seoul Southern District Prosecutors' Office

主要业务案例

Sanctions under the Capital Markets Act and the Financial Consumer Protection Act
Responded to sanctions and litigation relating to misselling of private equity funds in the DLF incident involving domestic banks, Lime and Discovery cases, etc.
Responded to sanctions and litigation relating to misselling of private equity funds in the DLF incident involving domestic securities companies, Lime and Discovery cases, etc.
Responded to sanctions and litigation relating to misselling of Optimus private funds by domestic securities companies
Responded to sanctions and litigation relating to short-selling violations involving foreign securities companies, including HSBC
Responded to sanctions and litigation relating to market disruption offences involving Citadel, etc.
Responded to sanctions and litigation relating to unfair business practices, including cross-trading by an asset management company
Responded to sanctions and litigation relating to violations of the Capital Markets Act, including credit extension by a real estate trust company
Accounting Supervision-related Sanctions
Responded to accounting supervision sanctions and litigation involving Samsung Biologics*
Responded to accounting supervision sanctions and litigation involving Korea Aerospace Industries*
Responded to accounting supervision sanctions and litigation involving Celltrion*
Corporate Governance-related Sanctions
Responded to sanctions and litigation involving Hana Bank and Woori Bank, etc. for violation of the duty to establish internal control standards in relation to DLFs*
Sanctions under the Credit Information Protection Act
Responded to sanctions against Kakao Pay, etc. for violation of the Credit Information Protection Act*
Sanctions involving Insurance Companies and Savings Banks
Responded to sanctions and litigation relating to the designation of MG Non-Life Insurance as an insolvent financial institution*
Responded to sanctions and litigation relating to Koryo Savings Bank's violation of the major shareholder suitability requirement*
Responded to sanctions and litigation involving Sangsangin Savings Bank*
Responded to sanctions and litigation involving Lotte Non-Life Insurance*
Sanctions against Virtual Asset Service Providers
Responded to sanctions and litigation involving virtual asset service providers, including Dunamu*
Responded to litigation with respect to the non-acceptance disposition involving Delio and Hanbitco, etc.*
Responded to investor damages litigation involving GOFi*
* Experience prior to joining BKL

学历

2004 Judicial Research and Training Institute, Supreme Court of Korea
1998 Seoul National University (LL.B.)

资格

2001 Korea