Overview
Soeun Han's main practice areas include responses to inspection on financial institutions such as banks and securities companies, responses to inspection on capital market, licenses and permits for financial institutions, general advice on financial regulations, fintech, and financial security.
Ms. Han earned a B.A. degree in business administration from Seoul National University and joined the Financial Supervisory Service to work on prudential supervision on securities company, financial dispute mediation, banking system improvement, and review on contract terms and conditions.
Related Practices
Representative Experience
2022-Present
Bae, Kim & Lee LLC
2018-2019
Bank Supervision Department, Financial Supervisory Service
2016-2018
Financial Dispute Mediation Department, Financial Supervisory Service
2014-2016
Financial Investment Supervision Department (currently, Capital Market Supervision Department), Financial Supervisory Service
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2023
Hearing Examiner, Insurance Division, Financial Services Commission
Representative Matters
Represented Securities Company A, Securities Company AB, etc. in responding inspections related bond wrap/trust by the Financial Supervisory Service
Represented Securities Company B in responding inspections related to H Index-tied ELS by the Financial Supervisory Service
Represented various banks, insurance companies, securities companies, savings banks, and asset management companies in responding regular/occasional inspection by the Financial Supervisory Service
Advised Bank C on the approval of its conversion to a commercial bank
Advised Insurance Company D on the approval of additional insurance business items
Represented Securities Company A, Securities Company AB, etc. in responding inspections related bond wrap/trust by the Financial Supervisory Service
Represented Securities Company B in responding inspections related to H Index-tied ELS by the Financial Supervisory Service
Represented various banks, insurance companies, securities companies, savings banks, and asset management companies in responding regular/occasional inspection by the Financial Supervisory Service
Advised Bank C on the approval of its conversion to a commercial bank
Advised Insurance Company D on the approval of additional insurance business items
Advised on various licenses, permits, and registrations under the Financial Business Act (banking business, insurance business, financial investment business, electronic finance business, personal credit information management business, financial product agency and brokerage business, etc.)
Education
2022
Seoul National University School of Law (J.D., summa cum laude)
2014
Seoul National University (B.A., summa cum laude)
Qualifications
2022
Korea
