高尙範

高尙範

  • パートナー
  • T. +82-2-3404-7491
  • F. +82-2-3404-7688
  • E. sangbum.ko@bkl.co.kr

概要

Sangbum Ko focuses his practice on unfair trading matters under the Financial Investment Services and Capital Markets Act, inspections and sanctions of financial institutions, and related administrative litigation, drawing on his extensive experience at the Financial Supervisory Service.

Mr. Ko worked at the Financial Supervisory Service for 15 years as a working-level official and team head, where he conducted investigations into unfair trading practices such as insider trading, market manipulation, and fraudulent and unfair transactions, and handled inspections and sanctions of financial institutions including securities firms, asset management companies, banks, and savings banks. He was also in charge of responding to the Securities and Futures Commission and the Financial Supervisory Service Sanctions Review Committee.

Mr. Ko further handled administrative litigation involving the mis-selling of DLFs and other private funds, managed the overall operations of the Financial Dispute Settlement Committee, and contributed to the enactment of the Financial Consumer Protection Act during by providing legal advice and delivering lectures. Prior to his tenure at the Financial Supervisory Service, he practiced as a lawyer at a law firm and as in-house counsel at financial institutions, where he handled a wide range of financial-related civil litigation and reviewed financial agreements, building a broad base of practical experience across all aspects of financial cases.

経歴

2025-現在 Bae, Kim & Lee LLC
2025 Team Head, Investigation Team, Investigation Department 2, Financial Supervisory Service
2024 Team Head, Financial Investment Team, Enforcement Review Department, Financial Supervisory Service
2023 Senior Examiner, Savings Bank Examination Department, Financial Supervisory Service
2022 Senior Investigator, Financial Consumer Protection Policy Team, Financial Consumer Protection Department, Financial Supervisory Service
2020-2021 Senior Investigator, Banking Team, Legal Affairs Office, Financial Supervisory Service
2018-2019 Senior Examiner, Dispute Settlement Department 2, Financial Supervisory Service
2014-2017 Senior Examiner, Special Investigation Office, Financial Supervisory Service
2011-2013 Senior Examiner, Savings Bank Examination Department 1, Financial Supervisory Service
2008-2011 Attorney, Industrial Bank of Korea
2007 Attorney, Law Firm Hwain
その他経歴
2016 Member, Task Force for the Establishment of Guidelines on Market Disruption under the Financial Investment Services and Capital Markets Act, Financial Supervisory Service

学歴

2011 Yonsei University (LL.M.)
2007 Judicial Research and Training Institute, Supreme Court of Korea
2001 Yonsei University (B.A.)

主な活動

著述
Securities Registration Procedure and Disclosure under the Securities Act of 1933, Yonsei Global Business Law Review, Vol. 6, No. 1, pp. 43-59 (Global Business and Law Center, Yonsei University Institute of Legal Studies, 2014)
Prize Winner Theses : Analysis on Anti-Dumping Cases under WTO System and Lessons for Korea, Law Review, Vol. 11 No. 4, pp. 257-287 (Co-Author, Yonsei University Institute of Legal Studies, 2001)
活動
Lecturer, Unfair Trading under the Financial Investment Services and Capital Markets Act (Korea Listed Companies Association, 2014-2016)
受賞
Citation (Chairman of the Financial Services Commission, 2021)
Citation (Governor of the Financial Supervisory Service, 2015)

資格

2007 Korea